Personnel Hong Kong SFC License Details (ID 116619)

Personnel Hong Kong SFC License Details (ID 116619)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2011-11-15	2014-06-25
	Rep	Dealing in securities	2011-11-15	2014-06-25
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2011-11-15	2014-06-25
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-04-17	2009-02-11
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-08-16	2007-02-10
	Rep	Advising on securities	2005-08-16	2007-02-10
	Rep	Dealing in securities	2005-08-16	2007-02-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-08-16	2007-02-10
	Rep	Advising on securities	2005-08-16	2007-02-10
	Rep	Dealing in securities	2005-08-16	2007-02-10