Personnel Hong Kong SFC License Details (ID 116632)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2015-09-04	2018-12-31
	Rep	Dealing in securities	2015-09-04	2018-12-31
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-10-19	2015-05-28
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2005-08-15	2008-09-29
	Rep	Advising on securities	2005-08-15	2008-09-29