Personnel Hong Kong SFC License Details (ID 116654)

Personnel Hong Kong SFC License Details (ID 116654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ADVENT INTERNATIONAL HONG KONG LIMITED	RO	Advising on securities	2025-11-25	-
	RO	Dealing in securities	2025-11-25	-
APAX PARTNERS HONG KONG LIMITED	RO	Dealing in securities	2019-10-16	2024-12-15
Campbell Lutyens Asia Pacific Limited	Rep	Dealing in securities	2013-08-28	2018-05-31
SHINING CAPITAL MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2011-09-27	2013-07-30
FLAG Squadron Asia Limited	Rep	Advising on securities	2010-05-24	2011-04-15
	Rep	Asset management	2010-05-24	2011-04-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-08-22	2006-08-08
	Rep	Advising on securities	2005-08-22	2006-08-08
	Rep	Dealing in securities	2005-08-22	2006-08-08
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-08-22	2006-08-08
	Rep	Advising on securities	2005-08-22	2006-08-08
	Rep	Dealing in securities	2005-08-22	2006-08-08