Personnel Hong Kong SFC License Details (ID 116657)

Personnel Hong Kong SFC License Details (ID 116657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	RO	Advising on futures contracts	2008-04-01	2009-12-31
	RO	Advising on securities	2008-04-01	2009-12-31
	RO	Asset management	2008-04-01	2009-12-31
FIL Investment Management (Hong Kong) Limited	RO	Advising on futures contracts	2008-04-01	2009-12-31
	RO	Advising on securities	2008-04-01	2009-12-31
	RO	Asset management	2008-04-01	2009-12-31
	RO	Dealing in securities	2008-04-01	2009-12-31
FIL Investment Advisors	Rep	Advising on futures contracts	2005-08-31	2008-04-01
	Rep	Advising on securities	2005-08-31	2008-04-01
	Rep	Asset management	2005-08-31	2008-04-01
FIL Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2005-08-31	2008-04-01
	Rep	Advising on securities	2005-08-31	2008-04-01
	Rep	Asset management	2005-08-31	2008-04-01
	Rep	Dealing in securities	2005-08-31	2008-04-01