| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | Advising on securities | 2017-07-28 | - |
| RO | Dealing in securities | 2017-07-28 | - | |
| Rep | Advising on securities | 2017-03-27 | 2017-07-28 | |
| Rep | Dealing in securities | 2017-03-27 | 2017-07-28 | |
| RO | Advising on securities | 2016-08-17 | 2017-03-27 | |
| RO | Dealing in securities | 2016-08-17 | 2017-03-27 | |
| Rep | Advising on securities | 2016-05-12 | 2016-08-17 | |
| Rep | Dealing in securities | 2016-05-12 | 2016-08-17 | |
| KB Securities Hong Kong Limited | Rep | Dealing in securities | 2013-05-06 | 2016-04-29 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2012-07-20 | 2013-04-13 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-06 | 2008-12-04 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2008-06-06 | 2008-12-04 |
| D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Advising on securities | 2007-10-05 | 2008-05-07 |
| Rep | Dealing in securities | 2007-09-17 | 2008-05-07 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-08-19 | 2007-07-20 |
| Rep | Dealing in securities | 2005-08-19 | 2007-07-20 |
No HKMA registrations in the collected records.