Personnel Hong Kong SFC License Details (ID 11667745)

Personnel Hong Kong SFC License Details (ID 11667745)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tora Trading Services Limited (HK)	Rep	Providing automated trading services	2025-03-18	2025-12-30
	Rep	Dealing in futures contracts	2025-03-18	2026-08-31
	Rep	Dealing in securities	2025-03-18	2026-08-31
Liquidnet Asia Limited	Rep	Providing automated trading services	2019-05-09	2025-02-12
	Rep	Dealing in securities	2019-05-09	2025-02-12
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2019-01-10	2019-03-08
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2017-06-22	2018-11-01
	Rep	Dealing in futures contracts	2017-06-22	2019-03-08
	Rep	Dealing in securities	2017-06-22	2019-03-08