Personnel Hong Kong SFC License Details (ID 11668295)

Personnel Hong Kong SFC License Details (ID 11668295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-11-28	2019-06-06
CMB International Securities Limited	Rep	Dealing in securities	2018-11-28	2019-06-06
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2018-07-04	2018-11-07
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2018-07-04	2018-11-07
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-07-04	2018-11-07
	Rep	Dealing in securities	2018-07-04	2018-11-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-06-23	2018-05-31
	Rep	Dealing in securities	2017-06-23	2018-05-31