Personnel Hong Kong SFC License Details (ID 11668849)

Personnel Hong Kong SFC License Details (ID 11668849)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An of China Capital (Hong Kong) Company Limited	RO	Advising on corporate finance	2026-05-29	-
	Rep	Advising on corporate finance	2026-04-01	2026-05-29
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2026-04-01	-
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2022-01-04	2026-01-11
SILVER NILE GLOBAL INVESTMENTS LIMITED	Rep	Advising on corporate finance	2021-08-17	2021-12-27
HEUNGKONG CAPITAL LIMITED	Rep	Advising on corporate finance	2021-03-09	2021-12-27
SILVER NILE GLOBAL INVESTMENTS LIMITED	Rep	Dealing in securities	2021-03-09	2021-12-27
RED SOLAR SECURITIES (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2019-01-08	2021-02-12
	Rep	Dealing in securities	2019-01-08	2021-02-12
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2018-03-02	2018-11-16
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2017-11-30	2017-12-22
	Rep	Dealing in securities	2017-11-30	2017-12-22
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2017-11-30	2017-12-22
VMS Securities Limited	Rep	Advising on corporate finance	2017-06-26	2017-07-01
	Rep	Dealing in securities	2017-06-26	2017-07-01