Personnel Hong Kong SFC License Details (ID 11669868)

Personnel Hong Kong SFC License Details (ID 11669868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2024-12-30	2025-03-21
	Rep	Dealing in securities	2024-11-27	2025-03-21
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2024-11-27	2025-03-21
XinKong International Capital Limited	RO	Advising on corporate finance	2017-06-28	2017-12-28
	RO	Dealing in securities	2017-06-28	2017-12-28
XinKong International Securities Limited	RO	Advising on corporate finance	2017-06-28	2017-12-28
	RO	Dealing in securities	2017-06-28	2017-12-28