Personnel Hong Kong SFC License Details (ID 116711)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	Rep	Asset management	2008-07-07	2010-06-30
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-05-18	2008-05-08
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-05-18	2007-12-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2005-08-23	2007-04-05
	Rep	Dealing in securities	2005-08-23	2007-04-05