Personnel Hong Kong SFC License Details (ID 116724)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-05-16	2006-05-17
	Rep	Dealing in securities	2006-05-16	2006-05-17
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2005-11-02	2005-12-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-08-24	2005-12-09
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-08-24	2005-12-09