Personnel Hong Kong SFC License Details (ID 116736)

Personnel Hong Kong SFC License Details (ID 116736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2023-02-13	-
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-01-09	2007-02-06
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-01-09	2007-02-06
	Rep	Dealing in securities	2006-01-09	2007-02-06
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-08-30	2005-12-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-08-30	2005-12-16
	Rep	Dealing in securities	2005-08-30	2005-12-16