Personnel Hong Kong SFC License Details (ID 116756)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-06-25	2010-01-14
	Rep	Dealing in securities	2007-06-25	2010-01-14
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2005-09-05	2007-05-15
	Rep	Dealing in securities	2005-09-05	2007-05-15