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Personnel Hong Kong SFC License Details (ID 116780)
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SFC Licenses
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SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CHARLES SCHWAB, HONG KONG, LIMITED
Rep
Advising on futures contracts
2005-08-31
2008-09-15
Rep
Advising on securities
2005-08-31
2008-09-15
Rep
Dealing in securities
2005-08-31
2008-09-15