Personnel Hong Kong SFC License Details (ID 116798)

Personnel Hong Kong SFC License Details (ID 116798)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2019-07-25	2019-08-03
	Rep	Advising on securities	2019-01-04	2019-01-21
	Rep	Advising on securities	2018-12-04	2018-12-17
	Rep	Advising on securities	2018-06-08	2018-06-15
	Rep	Advising on securities	2018-04-19	2018-04-28
	Rep	Advising on securities	2018-01-29	2018-02-03
	Rep	Advising on securities	2017-12-05	2017-12-09
	Rep	Advising on securities	2017-02-21	2017-02-25
	Rep	Advising on securities	2016-11-24	2016-12-04
	Rep	Advising on securities	2016-07-21	2016-08-01
	Rep	Advising on securities	2016-02-22	2016-02-26
	Rep	Advising on securities	2016-01-07	2016-01-16
	Rep	Advising on securities	2015-11-19	2015-11-27
	Rep	Advising on securities	2015-07-13	2015-08-15
	Rep	Advising on securities	2015-01-19	2015-01-30
	Rep	Advising on securities	2014-11-06	2014-11-14
	Rep	Advising on securities	2014-08-18	2014-09-01
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2005-10-13	2010-09-23