Personnel Hong Kong SFC License Details (ID 116818)

Personnel Hong Kong SFC License Details (ID 116818)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-02-13	2008-09-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-02-13	2008-09-03
	Rep	Dealing in securities	2007-02-13	2008-09-03
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2006-05-03	2007-02-05
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-05-03	2007-02-05
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-03-17	2006-04-11
	Rep	Dealing in securities	2006-03-17	2006-04-11
ABN AMRO Clearing (Futures) Hong Kong Limited	Rep	Dealing in futures contracts	2005-10-19	2006-01-10
ABN AMRO Clearing Hong Kong Limited	Rep	Dealing in securities	2005-10-19	2006-01-10