| Pamirs Capital (H.K.) Limited | RO | Advising on corporate finance | 2023-01-10 | - |
| Golden K2 Securities Limited | RO | Advising on corporate finance | 2017-03-13 | 2021-04-30 |
| CNCB (Hong Kong) Capital Limited | Rep | Advising on futures contracts | 2015-07-03 | 2015-07-20 |
| Rep | Advising on securities | 2015-07-03 | 2016-10-15 |
| Rep | Asset management | 2015-07-03 | 2016-10-15 |
| RO | Advising on corporate finance | 2013-08-27 | 2016-10-15 |
| Austin Asia Securities Limited | RO | Advising on corporate finance | 2012-11-14 | 2013-08-12 |
| CNCB (Hong Kong) Capital Limited | RO | Advising on corporate finance | 2012-03-22 | 2013-04-03 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2005-11-07 | 2007-07-12 |
| Asia Pacific Financial Capital Limited | Rep | Advising on corporate finance | 2005-09-13 | 2007-07-12 |