Personnel Hong Kong SFC License Details (ID 116893)

Personnel Hong Kong SFC License Details (ID 116893)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2012-05-02	2013-09-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2012-05-02	2013-09-04
	Rep	Dealing in securities	2012-05-02	2013-09-04
TT INTERNATIONAL (HONG KONG) LIMITED	Rep	Asset management	2010-05-20	2012-01-10
	Rep	Dealing in futures contracts	2010-05-20	2012-01-10
	Rep	Dealing in securities	2010-05-20	2012-01-10
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2005-10-26	2010-03-02
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-10-18	2010-03-02
	Rep	Dealing in securities	2005-10-18	2010-03-02
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-10-18	2010-03-02
	Rep	Dealing in futures contracts	2005-10-18	2010-03-02
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-09-15	2005-10-15
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-09-15	2005-10-15