| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2024-10-07 | - |
| Rep | Advising on securities | 2024-10-07 | - |
| Rep | Dealing in futures contracts | 2024-10-07 | - |
| Rep | Dealing in securities | 2024-10-07 | - |
| Tora Trading Services Limited (HK) | Rep | Providing automated trading services | 2012-04-25 | 2016-02-01 |
| Rep | Dealing in futures contracts | 2012-04-25 | 2016-02-01 |
| Rep | Dealing in securities | 2012-04-25 | 2016-02-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-09-20 | 2009-03-19 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-09-20 | 2009-03-19 |