Chung, Tak Wai (SFC:AMM043) 鍾德偉

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EQT PARTNERS ASIA LIMITED	RO	Advising on securities	2012-09-27	2021-01-31
	Rep	Dealing in securities	2011-06-20	2021-01-31
	Rep	Advising on securities	2009-02-12	2012-09-27
Neuberger Berman Asia Limited	Rep	Advising on securities	2008-12-18	2009-02-02
	Rep	Dealing in securities	2008-12-18	2009-02-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-11-22	2008-11-22
	Rep	Advising on corporate finance	2005-09-23	2008-11-22
	Rep	Advising on securities	2005-09-23	2008-11-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EQT PARTNERS ASIA LIMITED	RO	Advising on securities	2012-09-27	2021-01-31
	Rep	Dealing in securities	2011-06-20	2021-01-31
	Rep	Advising on securities	2009-02-12	2012-09-27
Neuberger Berman Asia Limited	Rep	Advising on securities	2008-12-18	2009-02-02
	Rep	Dealing in securities	2008-12-18	2009-02-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-11-22	2008-11-22
	Rep	Advising on corporate finance	2005-09-23	2008-11-22
	Rep	Advising on securities	2005-09-23	2008-11-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.