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Personnel Hong Kong SFC License Details (ID 116923)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Friedmann Pacific Asset Management (Hong Kong) Limited
Rep
Asset management
2006-01-27
2006-08-04
SINO-RICH SECURITIES & FUTURES LIMITED
Rep
Dealing in securities
2005-11-01
2006-08-04