Personnel Hong Kong SFC License Details (ID 116925)

Personnel Hong Kong SFC License Details (ID 116925)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Box Securities Limited	RO	Advising on securities	2025-04-03	2026-08-08
	RO	Asset management	2025-04-03	2026-08-08
	RO	Dealing in securities	2025-04-03	2026-08-08
	Rep	Advising on securities	2025-03-07	2025-04-03
	Rep	Asset management	2025-03-07	2025-04-03
	Rep	Dealing in securities	2025-03-07	2025-04-03
HALCYON SECURITIES LIMITED	Rep	Advising on securities	2023-03-01	2025-02-14
	Rep	Asset management	2023-03-01	2025-02-14
	Rep	Dealing in securities	2023-03-01	2025-02-14
	RO	Asset management	2016-05-25	2023-03-01
	RO	Advising on securities	2013-12-05	2023-03-01
	Rep	Dealing in futures contracts	2013-10-08	2025-02-14
	RO	Dealing in securities	2013-01-28	2023-03-01
RaffAello Securities (HK) Limited	RO	Dealing in securities	2011-11-10	2012-04-14
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-01-28	2011-05-19
	Rep	Dealing in securities	2011-01-28	2011-05-19
QUEST STOCKBROKERS (HK) LIMITED	Rep	Dealing in securities	2010-10-29	2010-12-30
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-12-21	2010-10-12
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2005-09-20	2010-10-12