Personnel Hong Kong SFC License Details (ID 116955)

Personnel Hong Kong SFC License Details (ID 116955)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2013-05-07	-
	Rep	Advising on securities	2013-04-12	2013-04-18
	Rep	Advising on securities	2012-05-25	2012-06-02
	Rep	Advising on securities	2012-02-21	2012-02-24
	Rep	Advising on securities	2011-05-23	2011-05-26
	Rep	Advising on securities	2010-05-28	2010-06-03
	Rep	Advising on securities	2009-04-16	2009-04-22
	Rep	Advising on securities	2008-04-14	2008-04-16
	Rep	Advising on securities	2007-05-28	2007-05-31
	Rep	Advising on securities	2005-09-26	2005-09-29