Personnel Hong Kong SFC License Details (ID 116956)

Personnel Hong Kong SFC License Details (ID 116956)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-13	-
	Rep	Advising on securities	2014-04-08	2014-04-14
	Rep	Advising on securities	2013-09-02	2013-09-06
	Rep	Advising on securities	2013-04-08	2013-04-12
	Rep	Advising on securities	2012-10-03	2012-10-06
	Rep	Advising on securities	2012-04-10	2012-04-13
	Rep	Advising on securities	2011-12-13	2011-12-16
	Rep	Advising on securities	2011-05-31	2011-06-03
	Rep	Advising on securities	2010-11-12	2010-11-17
	Rep	Advising on securities	2010-04-08	2010-04-11
	Rep	Advising on securities	2009-10-19	2009-10-22
	Rep	Advising on securities	2009-04-16	2009-04-21
	Rep	Advising on securities	2005-09-26	2005-09-29