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Yeh, Ivan Hanson Shing Yue 葉承諭 Hong Kong SFC License Details (ID 116969)
Yeh, Ivan Hanson Shing Yue 葉承諭
SFC ID:
AMM375
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
LOMBARD ODIER (HONG KONG) LIMITED
Rep
Advising on securities
2019-05-16
2020-04-03
Rep
Dealing in securities
2019-05-16
2020-04-03
LEHMAN BROTHERS ASIA LIMITED
Rep
Dealing in securities
2005-09-22
2007-03-31