Personnel Hong Kong SFC License Details (ID 116986)

Personnel Hong Kong SFC License Details (ID 116986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Advisory Asia Limited	RO	Advising on corporate finance	2016-05-23	2019-03-31
	RO	Advising on securities	2016-05-23	2019-03-31
	RO	Dealing in securities	2016-05-23	2019-03-31
	Rep	Advising on corporate finance	2014-12-10	2016-05-23
	Rep	Advising on securities	2014-12-10	2016-05-23
	Rep	Dealing in securities	2014-12-10	2016-05-23
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2008-09-03	2009-05-19
	Rep	Dealing in securities	2008-09-03	2009-05-19
	Rep	Advising on corporate finance	2008-07-25	2009-05-19
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	2005-09-23	2008-06-18