Personnel Hong Kong SFC License Details (ID 117007)

Personnel Hong Kong SFC License Details (ID 117007)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
New Vision Asset Management Limited	Rep	Asset management	2020-04-02	2020-04-22
GF Securities (Hong Kong) Brokerage Limited	RO	Advising on securities	2018-10-16	2019-02-28
	RO	Dealing in securities	2018-10-16	2019-02-28
	Rep	Advising on securities	2018-01-17	2018-10-16
	Rep	Dealing in securities	2018-01-17	2018-10-16
NATIXIS ASIA LIMITED	Rep	Advising on securities	2014-03-04	2017-07-12
	Rep	Dealing in securities	2014-03-04	2017-07-12
MUFG Securities Asia Limited	Rep	Dealing in securities	2012-03-07	2014-02-18
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2005-09-27	2009-04-13