| JMC Capital HK Limited | Rep | Advising on securities | 2021-05-03 | 2022-12-30 |
| Rep | Asset management | 2021-05-03 | 2022-12-30 |
| Rep | Dealing in securities | 2021-05-03 | 2022-12-30 |
| Win Harvest Asset Management Limited | Rep | Asset management | 2019-04-15 | 2019-11-15 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-05-15 | 2009-12-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-15 | 2009-12-19 |
| Rep | Dealing in securities | 2007-05-15 | 2009-12-19 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-03-09 | 2007-05-07 |
| Rep | Dealing in securities | 2006-03-09 | 2007-05-07 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-09-27 | 2006-01-07 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-09-27 | 2006-01-07 |