Personnel Hong Kong SFC License Details (ID 117053)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
ST. JAMES'S PLACE (HONG KONG) LIMITED	Rep	Advising on securities	2013-12-04	2016-12-15
	Rep	Dealing in securities	2013-12-04	2016-12-15
Oreana Financial Services Limited	Rep	Advising on securities	2010-07-22	2011-06-18
	Rep	Asset management	2010-07-22	2011-06-18
AXA Financial Planning (Hong Kong) Limited	Rep	Advising on securities	2005-10-05	2009-04-01