Personnel Hong Kong SFC License Details (ID 117081)

Personnel Hong Kong SFC License Details (ID 117081)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leonteq Securities (Hong Kong) Limited	Rep	Advising on securities	2012-08-03	2013-04-20
	Rep	Dealing in securities	2012-08-03	2013-04-20
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-10-12	2008-11-05
	Rep	Dealing in securities	2007-09-24	2008-11-05
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2005-10-13	2007-06-11
	Rep	Dealing in securities	2005-10-13	2007-06-11
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-10-13	2007-06-11
	Rep	Dealing in futures contracts	2005-10-13	2007-06-11