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Personnel Hong Kong SFC License Details (ID 117102)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FTL Wealth Management (HK) Limited
Rep
Advising on securities
2006-11-14
2010-10-12
YF Life Investors Limited
Rep
Advising on securities
2005-11-28
2006-09-08