Personnel Hong Kong SFC License Details (ID 117111)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Providence Equity Asia Limited	Rep	Advising on securities	2009-10-30	2013-03-31
	Rep	Dealing in securities	2009-07-02	2013-03-31
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-07-14	2009-06-24
	Rep	Dealing in securities	2005-10-14	2006-06-24