Personnel Hong Kong SFC License Details (ID 117115)

Personnel Hong Kong SFC License Details (ID 117115)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2016-03-23	2016-03-24
	Rep	Dealing in securities	2016-03-23	2016-03-24
	Rep	Advising on securities	2015-06-29	2015-06-30
	Rep	Dealing in securities	2015-06-29	2015-06-30
	Rep	Advising on securities	2015-03-09	2015-03-10
	Rep	Dealing in securities	2015-03-09	2015-03-10
	Rep	Advising on securities	2014-10-14	2014-10-15
	Rep	Dealing in securities	2014-10-14	2014-10-15
	Rep	Advising on securities	2014-01-20	2014-01-21
	Rep	Dealing in securities	2014-01-20	2014-01-21
	Rep	Advising on securities	2013-10-07	2013-10-08
	Rep	Dealing in securities	2013-10-07	2013-10-08
	Rep	Advising on securities	2013-06-03	2013-06-05
	Rep	Dealing in securities	2013-06-03	2013-06-05
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2005-10-19	2006-07-16