Personnel SFC Licences and HKMA Registrations (ID 11712198)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2025-09-02	-
NATIXIS ASIA LIMITED	Rep	Advising on securities	2019-05-24	2020-01-07
	Rep	Dealing in securities	2019-05-24	2020-01-07
	RO	Advising on securities	2017-09-21	2019-05-24
	RO	Dealing in securities	2017-09-21	2019-05-24
	Rep	Advising on securities	2017-07-03	2017-09-21
	Rep	Dealing in securities	2017-07-03	2017-09-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.