| SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-08-16 | 2024-12-10 |
| RO | Advising on securities | 2023-02-06 | 2023-08-16 |
| RO | Asset management | 2023-02-06 | 2024-12-10 |
| Nerico Brothers Limited (HK) | Rep | Asset management | 2018-02-12 | 2022-05-13 |
| Rep | Dealing in futures contracts | 2017-12-07 | 2022-05-13 |
| Rep | Dealing in securities | 2017-12-07 | 2022-05-13 |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2017-01-03 | 2017-11-30 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2016-10-24 | 2017-11-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-09-08 | 2016-09-30 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-10-14 | 2006-03-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-10-14 | 2006-03-01 |