Personnel Hong Kong SFC License Details (ID 117142)

Personnel Hong Kong SFC License Details (ID 117142)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2015-10-14	2015-10-16
	Rep	Dealing in securities	2015-10-14	2015-10-16
	Rep	Advising on securities	2015-04-15	2015-04-16
	Rep	Dealing in securities	2015-04-15	2015-04-16
	Rep	Advising on securities	2014-10-16	2014-10-17
	Rep	Dealing in securities	2014-10-16	2014-10-17
	Rep	Advising on securities	2014-02-24	2014-02-28
	Rep	Dealing in securities	2014-02-24	2014-02-28
	Rep	Advising on securities	2013-08-21	2013-08-21
	Rep	Dealing in securities	2013-08-21	2013-08-21
	Rep	Advising on securities	2013-02-19	2013-02-21
	Rep	Dealing in securities	2013-02-19	2013-02-21
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2010-05-28	2010-06-04
	Rep	Advising on securities	2009-09-03	2009-09-03
	Rep	Advising on securities	2009-05-21	2009-05-26
	Rep	Advising on securities	2005-10-17	2005-10-18