Personnel Hong Kong SFC License Details (ID 117166)

Personnel Hong Kong SFC License Details (ID 117166)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2019-11-25	2025-02-28
	Rep	Dealing in securities	2019-11-25	2025-02-28
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2012-10-03	2018-06-15
	Rep	Dealing in securities	2012-10-03	2018-06-15
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2006-12-19	2011-08-31
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2005-12-01	2006-12-09
	Rep	Advising on securities	2005-10-18	2006-12-09
	Rep	Asset management	2005-10-18	2006-12-09
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	Advising on securities	2005-10-18	2006-12-09
	Rep	Asset management	2005-10-18	2006-12-09
	Rep	Dealing in securities	2005-10-18	2006-12-09