| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-04-01 | 2010-05-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-12-29 | 2010-05-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-10-26 | 2006-05-10 |