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Personnel Hong Kong SFC License Details (ID 117299)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CES Commodities (HK) Limited
Rep
Dealing in futures contracts
2006-02-28
2006-07-18
SOUTHWEST SECURITIES (HK) FUTURES LIMITED
Rep
Dealing in futures contracts
2005-11-04
2006-01-12