| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| JOY RICH SECURITIES INVESTMENT LIMITED | RO | Advising on securities | 2019-09-12 | - |
| RO | Dealing in securities | 2017-04-25 | - | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2012-03-29 | 2014-07-02 |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2012-03-29 | 2014-07-02 |
| RO | Dealing in securities | 2012-03-29 | 2014-07-02 | |
| SKYWAY-PHAROS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-07-22 | 2012-02-29 |
| RO | Asset management | 2011-07-22 | 2012-02-29 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2010-08-20 | 2011-08-01 |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2008-07-17 | 2011-08-01 |
No HKMA registrations in the collected records.