Personnel SFC Licences and HKMA Registrations (ID 11732509)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2021-06-01	-
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2017-07-05	2021-04-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.