Personnel Hong Kong SFC License Details (ID 117337)

Personnel Hong Kong SFC License Details (ID 117337)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUNHIGH FINANCIAL HOLDINGS LIMITED	RO	Advising on securities	2018-08-28	2018-10-05
	RO	Asset management	2018-08-28	2018-10-05
	Rep	Advising on securities	2018-08-22	2018-08-28
	Rep	Dealing in securities	2018-08-22	2018-10-05
	Rep	Asset management	2018-08-10	2018-08-28
Blossomhill Investment Limited	RO	Asset management	2017-01-17	2018-07-09
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2008-06-02	2010-02-24
	Rep	Asset management	2008-02-14	2010-02-24
	Rep	Advising on securities	2008-01-31	2010-02-24
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2005-12-29	2007-12-13