Personnel Hong Kong SFC License Details (ID 117404)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Riverwest Advisors Limited	RO	Asset management	2009-07-02	2020-03-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2005-11-28	2008-08-09
	Rep	Advising on securities	2005-11-28	2008-08-09
	Rep	Dealing in securities	2005-11-28	2008-08-09