Personnel Hong Kong SFC License Details (ID 117411)

Personnel Hong Kong SFC License Details (ID 117411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2006-08-21	2006-10-07
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-08-21	2006-10-07
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-08-21	2006-10-07
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-08-21	2006-10-07
FT Securities Limited	Rep	Advising on futures contracts	2006-06-28	2006-07-22
	Rep	Dealing in futures contracts	2006-06-28	2006-07-22
	Rep	Dealing in securities	2006-06-28	2006-07-22
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-02-15	2006-06-22
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2006-01-24	2006-06-22
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-11-17	2006-06-22