Personnel Hong Kong SFC License Details (ID 117412)

Personnel Hong Kong SFC License Details (ID 117412)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORTUS CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2008-03-31	2008-12-14
Longitude Asia Limited	Rep	Advising on securities	2006-06-28	2008-03-07
	Rep	Asset management	2006-06-28	2008-03-07
HSBC BROKING (CHINA) LIMITED	Rep	Dealing in securities	2005-11-24	2006-04-21
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-11-24	2006-04-21
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-11-24	2006-04-21
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-11-24	2006-04-21
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-11-24	2006-04-21