| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Greater Bay Area Development Fund Management Limited | RO | Advising on securities | 2025-04-24 | - |
| RO | Asset management | 2025-04-24 | - | |
| RO | Dealing in securities | 2025-04-24 | - | |
| Rep | Advising on securities | 2025-01-22 | 2025-04-24 | |
| Rep | Asset management | 2025-01-22 | 2025-04-24 | |
| Rep | Dealing in securities | 2025-01-22 | 2025-04-24 | |
| Shinhan Asset Management (Hong Kong) Limited | RO | Advising on securities | 2022-06-27 | 2023-03-31 |
| RO | Asset management | 2022-06-27 | 2023-03-31 | |
| Rep | Advising on securities | 2021-09-28 | 2022-06-27 | |
| Rep | Asset management | 2021-09-28 | 2022-06-27 | |
| VERACITY INVESTMENT CO., LIMITED | Rep | Dealing in securities | 2017-09-22 | 2021-09-10 |
| RO | Advising on securities | 2017-07-06 | 2021-09-10 | |
| RO | Asset management | 2017-07-06 | 2021-09-10 |
No HKMA registrations in the collected records.