Personnel SFC Licences and HKMA Registrations (ID 11742998)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2026-10-20	-
MANGO FINANCIAL LIMITED	Rep	Advising on corporate finance	2025-06-09	2026-10-05
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2021-01-26	2023-08-12
Lego Corporate Finance Limited	Rep	Advising on corporate finance	2017-07-06	2021-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.