| Trend Up Investment (HK) Limited | RO | Advising on securities | 2025-11-28 | - |
| RO | Asset management | 2025-11-28 | - |
| RO | Dealing in securities | 2025-08-07 | - |
| Rep | Advising on securities | 2025-01-03 | 2025-11-28 |
| Rep | Asset management | 2025-01-03 | 2025-11-28 |
| ALL WELL CAPITAL LIMITED | Rep | Advising on securities | 2022-07-18 | 2024-11-18 |
| Rep | Asset management | 2022-07-18 | 2024-11-18 |
| GRAND VIEW SECURITIES LIMITED | RO | Dealing in securities | 2016-12-16 | 2024-05-20 |
| Hong Kong Securities (International) Company Limited | Rep | Advising on securities | 2016-04-06 | 2016-10-17 |
| RO | Dealing in securities | 2016-04-06 | 2016-10-17 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2013-10-15 | 2016-03-01 |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2013-06-04 | 2016-03-01 |
| Rep | Advising on securities | 2011-12-08 | 2016-03-01 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-12-21 | 2013-10-15 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-12-01 | 2013-06-04 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-01-09 | 2010-06-22 |