| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2026-08-06 | - |
| Rep | Dealing in securities | 2026-08-06 | - | |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2026-08-06 | - |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2025-01-13 | 2025-01-13 |
| Rep | Advising on securities | 2025-01-13 | 2025-01-13 | |
| Rep | Dealing in securities | 2025-01-13 | 2025-01-13 | |
| RO | Advising on corporate finance | 2025-01-13 | 2026-06-12 | |
| RO | Advising on securities | 2025-01-13 | 2026-06-12 | |
| RO | Dealing in securities | 2025-01-13 | 2026-06-12 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2025-01-13 | 2025-01-13 |
| Rep | Dealing in securities | 2025-01-13 | 2025-01-13 | |
| RO | Advising on corporate finance | 2025-01-13 | 2026-06-12 | |
| RO | Dealing in securities | 2025-01-13 | 2026-06-12 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2023-05-12 | 2024-03-01 |
| RO | Dealing in securities | 2023-05-12 | 2024-03-01 | |
| Rep | Advising on corporate finance | 2023-03-02 | 2023-05-12 | |
| Rep | Dealing in securities | 2023-03-02 | 2023-05-12 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2020-02-14 | 2022-08-30 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-04-30 | 2019-01-29 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-12-30 | 2010-05-04 |
| Rep | Advising on corporate finance | 2008-10-10 | 2010-05-04 | |
| Rep | Dealing in securities | 2008-10-10 | 2010-05-04 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-11-29 | 2008-09-29 |
| Rep | Dealing in securities | 2005-11-29 | 2008-09-29 |
No HKMA registrations in the collected records.