Personnel Hong Kong SFC License Details (ID 11751741)

Personnel Hong Kong SFC License Details (ID 11751741)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	RO	Dealing in futures contracts	2026-03-13	-
	RO	Dealing in securities	2026-03-13	-
	Rep	Dealing in futures contracts	2022-07-26	2026-03-13
	Rep	Dealing in securities	2022-07-26	2026-03-13
Gateway Private Markets (HK) Limited	Rep	Asset management	2022-04-20	2022-06-02
	Rep	Dealing in securities	2022-04-20	2022-06-02
Marex Financial Services Hong Kong Limited	Rep	Dealing in futures contracts	2017-07-07	2022-02-25
	Rep	Dealing in securities	2017-07-07	2022-02-25